Connecting to LinkedIn...

Investment Banking Compliance Assistant

Job Title: Investment Banking Compliance Assistant
Contract Type: Permanent
Location: City of London, London
Salary: £30000.00 - £35000.00 per annum + bonus and benefits
Contact Name: Andy Winterburgh
Contact Email:
Job Published: over 5 years ago

Job Description

You will be responsible for:

  • Conducting monitoring and surveillance
  • Regulatory disclosures
  • Maintaining compliance watch lists
  • In so doing you will fast become an expert in surveillance systems as well as gaining valuable exposure to Bloomberg, Chat Rooms and Fidessa.

Your profile:

  • 12 months + experience in a Compliance monitoring or surveillance
  • Knowledge of FCA regulations relating to trading activities.
  • Good interpersonal and communication
  • Drive and a thirst for knowledge and personal development.