Investment Banking Compliance Assistant

Discipline: Compliance
Job type: Permanent
Salary: ££30000.00 - £35000.00 per annum + bonus and benefits
Contact name: Andy Winterburgh

Contact email: andyw@hybridge.co.uk
Job ref: BBBH751
Published: almost 9 years ago

You will be responsible for:

  • Conducting monitoring and surveillance
  • Regulatory disclosures
  • Maintaining compliance watch lists
  • In so doing you will fast become an expert in surveillance systems as well as gaining valuable exposure to Bloomberg, Chat Rooms and Fidessa.

Your profile:

  • 12 months + experience in a Compliance monitoring or surveillance
  • Knowledge of FCA regulations relating to trading activities.
  • Good interpersonal and communication
  • Drive and a thirst for knowledge and personal development.