You will be responsible for:
- Conducting monitoring and surveillance
- Regulatory disclosures
- Maintaining compliance watch lists
- In so doing you will fast become an expert in surveillance systems as well as gaining valuable exposure to Bloomberg, Chat Rooms and Fidessa.
- 12 months + experience in a Compliance monitoring or surveillance
- Knowledge of FCA regulations relating to trading activities.
- Good interpersonal and communication
- Drive and a thirst for knowledge and personal development.