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Investment Banking Compliance Assistant

Job Title: Investment Banking Compliance Assistant
Contract Type: Permanent
Discipline:
Salary: £30000.00 - £35000.00 per annum + bonus and benefits
REF: BBBH751
Contact Name: Andy Winterburgh
Contact Email: andyw@hybridge.co.uk
Job Published: over 7 years ago

Job Description

You will be responsible for:

  • Conducting monitoring and surveillance
  • Regulatory disclosures
  • Maintaining compliance watch lists
  • In so doing you will fast become an expert in surveillance systems as well as gaining valuable exposure to Bloomberg, Chat Rooms and Fidessa.

Your profile:

  • 12 months + experience in a Compliance monitoring or surveillance
  • Knowledge of FCA regulations relating to trading activities.
  • Good interpersonal and communication
  • Drive and a thirst for knowledge and personal development.