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Compliance Officer-Hedge Fund

Job Title: Compliance Officer-Hedge Fund
Contract Type: Permanent
Location: London, London
Industry:
Salary: £55000 - £60000 per annum + Bonus + Benefits
REF: BBBH741
Contact Name: Mark Childs
Contact Email: markc@hybridge.co.uk
Job Published: about 3 years ago

Job Description


hybridge are currently representing a leading multi-asset, multi-strategy hedge fund based in London, with offices in the US & Asia. They are seeking to hire an experienced buy side/hedge fund compliance professional to join a team of 3 to support the Head of Compliance and perform a generalist role.
Duties and responsibilities will include

  • Conduct of Business rules relevant to the investment management process: best execution, transaction record keeping, telephone taping, transaction reporting.
  • Transparency Directive, EU Short Selling disclosure monitoring.
  • Code of Ethics/conflicts of interest: personal account dealing, gifts and entertainment, outside business interests.
  • Approved Person registration, fitness and propriety checks
  • Application of Anti-Money Laundering and Anti-Corruption Policies to portfolio companies, joint ventures and third party consultants.
  • Assessment of information that may constitute inside information; oversight of information barriers and restricted list accordingly
  • Review of the firm's trading activity for patterns of perceived market abuse.
  • Use of dealing commission and oversight of broker voting process.
  • Electronic communication and recorded line surveillance.
  • Monitoring of upcoming UK / EU regulatory issues, including preparation for MiFID II.


Candidate Requirements :

  • 2 years compliance experience gained within a reputable buy side firm.
  • A strong understanding of FCA regulations that apply to a buy side/alternative asset firms.
  • The ability to manage and prioritise multiple tasks.