hybridge are currently representing a leading multi-asset, multi-strategy hedge fund based in London, with offices in the US & Asia. They are seeking to hire an experienced buy side/hedge fund compliance professional to join a team of 3 to support the Head of Compliance and perform a generalist role.
Duties and responsibilities will include

• Conduct of Business rules relevant to the investment management process: best execution, transaction record keeping, telephone taping, transaction reporting.

• Transparency Directive, EU Short Selling disclosure monitoring.

• Code of Ethics/conflicts of interest: personal account dealing, gifts and entertainment, outside business interests.
• Approved Person registration, fitness and propriety checks
• Application of Anti-Money Laundering and Anti-Corruption Policies to portfolio companies, joint ventures and third party consultants.
• Assessment of information that may constitute inside information; oversight of information barriers and restricted list accordingly
• Review of the firm's trading activity for patterns of perceived market abuse.
• Use of dealing commission and oversight of broker voting process.
• Electronic communication and recorded line surveillance.
• Monitoring of upcoming UK / EU regulatory issues, including preparation for MiFID II.

Candidate Requirements :

• 2 years compliance experience gained within a reputable buy side firm.

• A strong understanding of FCA regulations that apply to a buy side/alternative asset firms.

• The ability to manage and prioritise multiple tasks.